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Description
Introduction
This module provides a thorough grasp of financial markets, their structure, components, and participants. It covers organised and OTC markets, diverse financial instruments, securities and derivatives activities, and the roles of manufacturers, distributors, banks, and regulators. The course encompasses MiFID updates, forthcoming trends, and crucial insights.
Programme
Module 2 presents the financial markets structure, the key elements thereof along with the activities and the participants. It concludes on an outlook of future trends. More specifically, the content of module 2 provides an overview of:
Financial Markets
Organised Markets – RM, MTF, OTF
OTC Markets – OTC, SI
Instrument Types
Geography
Activities – Primary vs. Secondary Market
Financial Instruments
Debt Instruments
Equities
Investment Funds
Derivatives
Activities in Financial Markets
Securities Front Office
Securities Middle Office
Securities Back Office
Payments
Investment Funds
Derivatives
Players in Financial Markets
Manufacturers
Distributors
Banks
(I)CSDs
Regulators
MiFID Update
MiFID Since its Inception
New ESG Framework
Relief Package
MiFID II/MiFIR Amendments
Digital Finance
After MiFID II, Comes MiFID III, Right?
Future Issues
Key Messages
Bibliography and References
Appendices
Target Audience
The persons concerned by the Training Programme are all persons placed under the authority of a professional (or acting on his behalf) subject to prudential supervision by the CSSF, i.e. individuals providing investment advice (“Advisory profile”) or information (“Information profile”) on financial instruments, investment services or ancillary services to clients.
Speakers
Experienced professional specialists selected on the basis of their in-depth knowledge of markets and financial products under MiFID rules I and II, and ESMA criteria.
Language
English or French (course material: English only)
Conditions
Support de cours
Pour des raisons de respect de l'environnement veuillez noter qu'aucun support papier ne vous sera fourni lors de votre formation. Votre support de cours peut être téléchargé gratuitement avant le début du cours via notre portail client (télécharger ici le guide du portail client). Vous pourrez ainsi le consulter sur l’écran de votre appareil mobile ou l'imprimer en cas de besoin. Si votre inscription a été effectuée par un responsable formation de votre entreprise veuillez le contacter pour qu'il puisse vous y donner accès ou vous l'envoyer.
Certification
This module is part of the MiFID II Certification. For more details about this Certification, please click here.
Location
L-1615 Luxembourg
Luxembourg