MiFID II - Framework Overview

Welcome to our MiFID II - Framework Overview course, providing an in-depth understanding of the MiFID II framework, its legal background, and origins. Participants will explore the key topics it addresses and the Training Programme objectives. Discover the necessity of MiFID II and the essential measures for complying with its requirements. Dive into MiFID I - MiFID II Client Services, Market Organisation, Governance, and more. It is presented by industry experts from ABBL.

This course introduces the participants to the MiFID II framework, its origins and legal background as well as the key topics addressed by it. It also introduces the Training Programme objectives. The course further explains the need for MiFID II along with the measures that need to be implemented to meet the MiFID II requirements.

·        Introduction

·        MiFID I – MiFID II Client Services

·        MiFID I – MiFID II Market Organisation

·        MiFID I – MiFID II Governance

·        Key Messages

·        Bibliography and References

·        Appendices

The persons concerned by the Training Programme are all persons placed under the authority of a professional (or acting on his behalf) subject to prudential supervision by the CSSF, i.e. individuals providing investment advice (“Advisory profile”) or information (“Information profile”) on financial instruments, investment services or ancillary services to clients.

ABBL

English or French (course material: English only)

This module is part of the MiFID II Certification. For more details about this Certification, please click here.